COMPLIANCE INVESTIGATOR 1 - 3

About this role

<p style="text-align: center;"><img src="https://secure.neogov.com/images/AgencyImages/jobposting/1546/jobpostings/image/20260319101928_Logo for Job Postings.jpg" style="width: 300px;" class="fr-fic fr-dii" alt="" data-uw-rm-alt-original="" data-uw-rm-alt="HD"></p><p>The Office of Financial Institutions is responsible for the supervision of various entities which provide financial services to the citizens of the State of Louisiana. &nbsp;The Office is divided into three major divisions based on general types of institutions regulated - the Depository Institutions Division, the Non-Depository Services Division, and the Securities Division. &nbsp;OFI is committed to developing a highly professional staff that effectively utilizes available resources and makes sound decisions.</p>The Compliance Investigator position is responsible for leading agency criminal investigations of alleged or suspected violations of Louisiana laws and regulations governing Securities, Residential Mortgage Lending, and other non-depository entities. Violations include operating without a license, consumer complaints which allege criminal or civil misconduct, etc. Investigations include conducting interviews,

Requirements

<p style="margin: 0 0 8pt;">The official job specifications for this role, as defined by the State Civil Service, can be found&nbsp;<a href="https://apps01.civilservice.louisiana.gov/onestopjobinfo/DisplayJobSpec.aspx?JobCode=171010" target="_blank" aria-label="The official job specifications for this role, as defined by the State Civil Service, can be found here - open in a new tab" data-uw-rm-vglnk="" uw-rm-vague-link-id="https://apps01.civilservice.louisiana.gov/onestopjobinfo/displayjobspec.aspx?jobcode=171030$here" data-uw-rm-brl="PR" data-uw-original-href="https://apps01.civilservice.louisiana.gov/onestopjobinfo/DisplayJobSpec.aspx?JobCode=171030" data-uw-rm-ext-link="" uw-rm-external-link-id="https://apps01.civilservice.louisiana.gov/onestopjobinfo/displayjobspec.aspx?jobcode=171030